Compliance Expert

  • Location:

    City of London

  • Sector:

    Financial Services

  • Job type:

    Permanent

  • Salary:

    40000 - 70000

  • Contact:

    James Bedford

  • Contact email:

    james.bedford@thornbridge.com

  • Job ref:

    REF - 701

  • Published:

    20 days ago

  • Expiry date:

    28/02/2019

  • Client:

    Thornbridge Investment Management LLP

  • Hours per day:

    7

  • Work preference:

    Flexible

  • Days per week:

    2

Thornbridge is a regulatory hosting business overseeing a number of appointed representatives involved in fund advisory, wealth management and marketing. We describe ourselves as a boutique firm with a close-knit team of nine peolpe and with plenty of ambition. We are now looking for an experienced and knowledgeable person to provide the team with detailed advice - both technical and practical - on questions of compliance. The individual would be expected to research and investigate specific compliance questions and provide opinion and solutions. The role will also involve speaking and meeting with clients and counterparties.

We are prepared to be flexible on how the arrangement works but preferably the individual would work for two full days a week with at least one in the office.