Role Description
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To act as a senior point of contact for anti-money laundering, with delegated authority from the MLRO to provide advice and sign offs on money laundering risks and KYC requirements to the Front Office, Operations and Control functions;
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Proactively develop relationships with Front Office and Operations so that there is a good understanding of the Financial Crime and the support required from them; Advising key business stakeholders on complex anti-money laundering issues;
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Support the development, implementation and oversight of the Financial Crime strategy and controls within EMEA with particular focus on anti-money laundering;
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To provide leadership and support within the Financial Crime function, developing staff and acting as point of escalation;
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Identify and propose improvements to current Financial Crime policies, processes and procedures to ensure compliance;
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Researching, impact assessing and implementing regulatory changes and industry best practice relating to financial crime and recommending appropriate actions to implement those changes;
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Support and contribute as an SME into all types of Financial Crime training across the firm and generally raise Financial Crime awareness throughout the firm;
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When appropriate undertake the investigation of internal suspicious activity reports, including reporting to NCA and FCA, as required, and management of any the follow-up actions and record keeping;
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Provide submissions and updates to monthly Financial Crime MI reporting and governance committees
Skills, experience, qualifications and knowledge required
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6+ years dedicated Financial Crime/AML experience preferably within an investment banking/capital markets environment;
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A professional Financial Crime qualification from an internationally recognised body (e.g. ICA, ACAMS)
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Excellent technical expertise and knowledge of Financial Crime Legal and regulatory obligations and industry best practice;
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Understanding of the UK regulatory regime
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Ability to work on own initiative and apply objective judgement;
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Strong interpersonal, influencing and communications skills;
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Strong time management, organisational, planning and follow-up skills; ability to multi-task and deliver change effectively;
Desirable
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Educated to degree level
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Experience of firm representation in industry initiatives and consultations;
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Understanding of the Suspicious Activity Reporting (SAR) regime and experience of filing reports with the NCA.
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