Part Time Financial Controller

70-75K Pro Rated

Central London


A specialist Wealth Manager / IFA is looking for a very strong all round FC to joing their small team. Sucessful candidates need to have -


  • FC experience of IFA / Wealth management
  • Experience of the challenges facing a growing SME people business
  • Knowledge of FCA IPRU-INV regulatory framework
  • Comfortable with Company secretarial matters, VAT of partially exempt business, and Group
  • Holding Company structure


RESPONSIBILITIES-


Management Information 

  • Production of Monthly Finance Report for Board covering historic financial performance, Y/E forecasts, FUM movement, Cashflow, and Cap Ad 
  • Maintaining Financial Model for forecasting future Financial Performance 
  • Production of Finance Reports 
  • Production of Annual Budget & Annual pay plan 
  • Production of Monthly Bankings analysis


Supporting relationship with external accountancy firm 

  • Monthly management accounts 
  • Monthly payroll – supply monthly payroll data (salaries and commission) 
  • Monthly Staff expenses 
  • Monthly Directors dividends 
  • Information/queries for Annual accounts & CT600 


Cashbook 

  • Maintaining Cashbooks
  • Updating monthly cashflow forecast in Excel


Year End Financial Reporting 

• Supply of data to and resolve queries with external accountancy firm 


Regulatory Financial Data 

  • Monitor monthly Capital Adequacy using monthly Management Accounts 
  • Provision of accounting information for bi-annual RMAR submissions as part of FCA Cap Ad filing by Compliance officer 
  • Provision of accounting data for ad hoc FCA surveys of IFA’s via Compliance officer