My client is an expanding Financial Services Technology (FinTech) company founded in 2010. Its Headquarters is in London and it has further offices in New York, Hong Kong, and Toronto.?
They build cutting edge, AI-assisted, trade analysis software for their clients which consist of banks, hedge funds, asset managers and other financial services institutions. Their products are used by these organisations to detect financial crime and enhance business performance based on the client’s day to day trading data.??
They are looking for a part time Internal Auditor to build out their internal audit environment, creating risk controls and refining Company processes to ensure compliance with relevant regulations.
In this new internal function you will provide independent and objective assurance to senior management on the adequacy of the internal controls at my clients locations globally. You will perform risk-based audit assignments on a country, business process, IT or other functional basis. You will discuss audit findings with management and prepare audit reports and monitor and track audit findings through to remediation and close.
The role encapsulates a lot of critical thinking as you push to ensure the proprietary technical architecture and other greenfield processes at my client can be tightened in order to meet best industry standards.
Knowledge of ISO27001 and SOC2 internal audit requirements; ability to design and implement an internal audit function which meets SOC standards
Ability to manage external audits, liaising with internal teams to understand and gather appropriate evidence
Experience conducting internal audits to verify the effectiveness of technical security controls in addition to process based controls
Good communication skills and demonstrated ability to collaborate across teams and organisations